Documents – Page 114

EU regulation

Document date: 9 February 2023

Corrigendum to Council Implementing Regulation (EU) 2022/581 of 8 April 2022

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

Administrative sanction

Document date: 9 February 2023

Administrative sanction of 26 September 2022

Administrative sanction imposed on Mr. ARKADIY KOFMAN-LAPIRO

Relevant for: Specialised investment funds (SIFs)

Warning

Document date: 8 February 2023

Warning issued by the Austrian authority (FMA) regarding the activities of an entity named Onex Corporation / Canoodle Solutions Ltd

Topics: Warnings issued by other authorities

Studies and reports

Document date: 8 February 2023

Key takeaways of AML/CFT conference held on 30 January 2023 for Specialised PFS

Main topics: Financial crime

Relevant for: Mortgage credit intermediaries Specialised PFS

Topics: AML/CFT Terrorist financing

Studies and reports

Document date: 8 February 2023

2023 AML/CFT Conference dedicated to Specialised PFS

CSSF

Main topics: Financial crime

Relevant for: Mortgage credit intermediaries Specialised PFS

Topics: AML/CFT Terrorist financing

EU regulation

Document date: 8 February 2023

Council Implementing Regulation (EU) 2023/253 of 6 February 2023

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: International sanctions Restrictive measures Ukraine

Administrative sanction

Document date: 7 February 2023

Administrative sanction of 30 November 2022

Administrative sanction imposed on the investment fund manager FundRock Management Company S.A.

Relevant for: Investment fund managers

Administrative sanction

Document date: 7 February 2023

Administrative sanction of 1 December 2021

Administrative sanction imposed on the investment fund manager Alter Domus Management Company S.A. (formerly known as Luxembourg Fund Partners S.A.)

Relevant for: Investment fund managers

CSSF circular

Document date: 7 February 2023

Archived since 28 February 2024

Circular letter

2022 Questionnaire on financial crime

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT Annual declaration International sanctions

EU regulation

Document date: 4 February 2023

Commission Implementing Regulation (EU) 2023/251 of 4 February 2023

amending Council Regulation (EU) No 833/2014 concerning restrictive measures in view of Russia’s actions destabilising the situation in Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

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