Archives: Documents

10 Results

  • CSSF regulation
    Document date: 22 July 2022

    CSSF Regulation No 22-04 of 20 July 2022

    amending CSSF Regulation No 20-02 of 29 June 2020 on the equivalence of certain third countries with respect to supervision and authorisation rules for the purpose of providing investment services or performing investment activities and ancillary services by third-country firms, as amended by CSSF Regulation No 20-09 of 14 December 2020.

    Main topics: Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Credit institutions Investment firms
    Topics: Third-country regime
  • Law
    Document date: 21 July 2022

    Law of 20 July 2022

    setting up a monitoring committee for restrictive measures in financial matters and amending:
    1° Article 506-1 of the Penal Code;
    2° the Law of 19 December 2020 on the implementation of restrictive measures in financial matters.

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT International sanctions Proliferation financing Restrictive measures Terrorist financing