Documents – Page 263

Implementing and Delegated Acts on Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Topics: Transaction reporting

EU regulation

Document date: 15 May 2014

Level 2 measures under MiFIR

Implementing and Delegated Acts on Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Topics: Transaction reporting

Form

Document date: 8 June 2018

Form for the cessation of the use of a tied agent established in another Member State

Relevant for: Investment firms

Topics: European passport

Form

Document date: 29 April 2020

Position management controls

Version 2

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

CSSF circular

Document date: 9 April 2020

Circular CSSF 20/739

ESMA Guidelines on the Reporting under Articles 4 and 12 SFTR

Main topics: Prospectus Securities Financing Transaction Regulation (SFTR)

Relevant for: Payment institutions/electronic money institutions/AISPs

CSSF circular

Document date: 24 January 2018

Circular CSSF 18/681

Adoption of the guidelines of the European Banking Authority on the criteria on how to stipulate the minimum monetary amount of the professional indemnity insurance or other comparable guarantee under Article 5(4) of Directive (EU) 2015/23661 (EBA/GL/2017/08)

Relevant for: Payment institutions/electronic money institutions/AISPs

Name	Description	Duration
cssf_cookies	Saves information regarding the user's consent to the use of cookies for each optional category.	1 year
ROUTEID	Technical cookie allowing load distribution.	Deleted when the browsing session ends
TBMCookie*	Security: This cookies protects the website against automated attacks.	Deleted when the browsing session ends
__utmvc	These first party cookies are set by a third party service to filter out malicious requests.	Deleted when the browsing session ends
__utmvm*	These first party cookies are set by a third party service to filter out malicious requests.	15 minutes

Name	Description	Duration
cssf_profile	This cookie adapts the website pages to the profile chosen by the visitor (professionals, markets, consumers).	1 year
pll_language	This cookie saves the user’s language choice.	1 year

Name	Description	Duration
_pk_id.#	Collects anonymous statistical data on the website consultations, such as the number of visits or the average time spent on the website. The data is processed in-house and is not shared with a third party.	1 year
_pk_ses.#	Collects anonymous statistical data for the tracking of the pages consulted during the browsing session. The data is processed in-house and is not shared with a third party.	30 minutes

Archives: Documents