Archives: Documents

10 Results

  • CSSF circular
    Document date: 16 December 2005
    Archived since 6 July 2012

    Circular CSSF 05/226 repealed by Circular 12/539

    General overview of the law on prospectuses for securities and technical specifications regarding communications to the CSSF of documents for the approval or for filing and of notices for offers to the public and admissions to trading on a regulated market, in relation to the law relating to prospectuses for securities

    Main topics: Prospectus
    Topics: Securities
  • CSSF circular
    Document date: 15 December 2005
    Archived since 6 July 2020

    Circular CSSF 05/224 (outdated)

    Choice of the home Member State for third country issuers whose securities are admitted to trading at 1 July 2005 and notification by these issuers of their choice by 31 December 2005

    Main topics: Prospectus
    Topics: Securities prospectus
  • CSSF circular
    Document date: 26 June 2006
    Archived since 17 October 2006

    Circular CSSF 06/250 repealed by Circular CSSF 06/263 (only in French)

    Combating money laundering and terrorist financing – update of the list of non-cooperative countries and territories (NCCTs)

    Main topics: Financial crime
    Relevant for: Credit institutions Investment firms Investment fund managers Investment funds and vehicles Payment institutions Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT