Archives: Documents

10 Results

  • ITS
    Document date: 29 June 2012

    Commission Implementing Regulation (EU) No 827/ 2012 of 29 June 2012

    laying down implementing technical standards with regard to the means for public disclosure of net position in shares, the format of the information to be provided to the European Securities and Markets Authority in relation to net short positions, the types of agreements, arrangements and measures to adequately ensure that shares or sovereign debt instruments are available for settlement and the dates and period for the determination of the principal venue for a share according to Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Text with EEA relevance

    Main topics: Short Selling (SSR) Takeover bids
  • EU regulation
    Document date: 14 March 2019

    Commission Delegated Regulation (EU) 2019/980 of 14 March 2019

    supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004 (Text with EEA relevance)

    Main topics: Information requirements for issuers of securities Prospectus
  • RTS
    Document date: 14 March 2019

    Commission Delegated Regulation (EU) 2019/979 of 14 March 2019

    supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance)

    Main topics: Information requirements for issuers of securities Prospectus
  • EU directive
    Document date: 15 May 2014

    Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 (consolidated version)

    establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council

    Relevant for: Credit institutions Investment firms
    Topics: Capital requirement Resolution
  • RTS
    Document date: 23 May 2016

    Commission Delegated Regulation (EU) 2016/1401 of 23 May 2016

    supplementing Directive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms with regard to regulatory technical standards for methodologies and principles on the valuation of liabilities arising from derivatives (Text with EEA relevance)

    Relevant for: Credit institutions Investment firms
    Topics: Capital requirement Resolution