Archives: Documents

10 Results

  • ITS
    Document date: 11 November 2016

    Commission Implementing Regulation (EU) 2017/393 of 11 November 2016

    laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms
    Topics: CSDR Internalised settlement reporting Risk management Securities settlement
  • EU directive
    Document date: 7 April 2016

    Commission Delegated Directive (EU) 2017/593 of 7 April 2016

    supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits

    Main topics: Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Credit institutions Investment firms
  • ITS
    Document date: 11 November 2016

    Commission Implementing Regulation (EU) 2017/394 of 11 November 2016

    laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council

    Relevant for: Central Securities Depositories (CSDs)