Archives: Documents

10 Results

  • RTS
    Document date: 26 February 2016

    Commission Delegated Regulation (EU) 2016/908 of 26 February 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council laying down regulatory technical standards on the criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance

    Main topics: Market abuse Short Selling (SSR)
  • RTS
    Document date: 9 March 2016

    Commission Delegated Regulation (EU) 2016/958 of 9 March 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest

    Main topics: Market abuse Short Selling (SSR)
    Topics: Suspicious orders and transactions (STORs) Transaction reporting
  • RTS
    Document date: 9 March 2016

    Commission Delegated Regulation (EU) 2016/957 of 9 March 2016

    supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions

    Main topics: Market abuse Short Selling (SSR)
    Topics: Suspicious orders and transactions (STORs) Transaction reporting