Archives: Documents

10 Results

  • CSSF circular
    Document date: 17 May 2017

    Circular CSSF 17/657

    Update of Circular CSSF 06/240 on the administrative and accounting organisation; IT outsourcing and details regarding services provided under the status of support PFS, Articles 29-1, 29-2, 29-3, 29-4, 29-5 and 29-6 of the Law of 5 April 1993 on the financial sector as amended; amendment of IT outsourcing conditions for branches located abroad

    Relevant for: Credit institutions Investment firms Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
  • Ministerial regulation
    Document date: 23 February 2017

    Ministerial Regulation of 23 February 2017

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures Terrorist financing
  • Ministerial regulation
    Document date: 13 December 2016

    Ministerial Regulation of 13 December 2016

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: International sanctions Restrictive measures Terrorist financing
  • EU regulation
    Document date: 20 September 2016

    Council Regulation (EU) 2016/1686 of 20 September 2016

    imposing additional restrictive measures directed against ISIL (Da’esh) and Al-Qaeda and natural and legal persons, entities or bodies associated with them

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures