Archives: Documents

10 Results

  • EU regulation
    Document date: 28 September 2017

    Council Regulation (EU) 2017/1770 of 28 September 2017

    concerning restrictive measures in view of the situation in Mali

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures
  • EU regulation
    Document date: 30 August 2017

    Council Regulation (EU) 2017/1509 of 30 August 2017

    concerning restrictive measures against the Democratic People’s Republic of Korea and repealing Regulation (EC) No 329/2007

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures
  • CSSF circular
    Document date: 17 May 2017
    Archived since 30 June 2022

    Circular CSSF 17/654 (as amended by Circulars CSSF 19/714, CSSF 21/777 and 21/785) repealed by Circular CSSF 22/805

    IT outsourcing relying on a cloud computing infrastructure

    Main topics: Benchmarks European Market Infrastructure Regulation (EMIR) Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS)
    Topics: Cloud FinTech Information and communications technology (ICT) Outsourcing