Archives: Documents

10 Results

  • CSSF circular
    Document date: 15 April 2026

    Circular CSSF 26/910

    ESMA Guidelines on Liquidity Management Tools (LMTs) of UCITS and open-ended AIFs (ESMA34-671404336-1364)

    Relevant for: Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) Depositary Investor protection Liquidity Money Market Fund (MMF) Risk management UCI administration UCI prospectus
  • RTS
    Document date: 25 March 2024

    Commission Delegated Regulation (EU) 2024/912 of 15 December 2023

    supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be notified in relation to the cross-border activities of managers of alternative investment funds (AIFMs)

    Relevant for: Alternative investment fund managers Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: European passport Marketing
  • ITS
    Document date: 25 March 2024

    Commission Implementing Regulation (EU) 2024/913 of 15 December 2023

    laying down implementing technical standards for the application of Directive 2011/61/EU of the European Parliament and of the Council with regard to the form and content of the information to be notified in respect of the cross-border activities of alternative investment fund managers and the exchange of information between competent authorities on cross-border notification letters

    Relevant for: Alternative investment fund managers Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: European passport Marketing
  • ITS
    Document date: 25 March 2024

    Commission Implementing Regulation (EU) 2024/910 of 15 December 2023

    laying down implementing technical standards for the application of Directive 2009/65/EC of the European Parliament and of the Council with regard to the form and content of the information to be notified in respect of the cross-border activities of undertakings for collective investment in transferable securities (UCITS), UCITS management companies, the exchange of information between competent authorities on cross-border notification letters, and amending Commission Regulation (EU) No 584/2010

    Relevant for: Management companies - Chapter 15 Undertakings for collective investment in transferable securities (UCITS)
    Topics: European passport Marketing
  • RTS
    Document date: 25 March 2024

    Commission Delegated Regulation (EU) 2024/911 of 15 December 2023

    supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be notified in relation to the cross-border activities of management companies and undertakings for collective investment in transferable securities (UCITS)

    Relevant for: Management companies - Chapter 15 Undertakings for collective investment in transferable securities (UCITS)
    Topics: European passport Marketing