Regulatory framework

Commission Delegated Regulation (EU) 2017/104 of 19 October 2016

amending Delegated Regulation (EU) No 148/2013 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the minimum details of the data to be reported to trade repositories

Circular CSSF-CPDI 16/03

Survey on covered claims in connection with investment business

Circular CSSF-CPDI 16/02

Scope of the deposit guarantee and the investor compensation

Circular CSSF 16/644 (as amended by Circular CSSF 18/697)

Provisions applicable to credit institutions acting as UCITS depositary subject to Part I “and UCIs subject to Part II” of the Law of 17 December 2010 relating to undertakings for collective investment and all UCITS, where appropriate, represented by their management company

ESMA Guidelines on transaction reporting, order record keeping and clock synchronisation under MIFID II

ESMA/2016/1452

CSSF Regulation No 16-06

on ex ante contributions to be paid to the Fonds de Résolution Luxembourg

Commission Delegated Regulation (EU) 2016/2251 of 4 October 2016

supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty

CSSF Regulation No 16-05 of 26 September 2016

on the setting of the countercyclical buffer rate for the fourth quarter of 2016

Commission Delegated Regulation (EU) 2016/1675 of 14 July 2016

supplementing Directive (EU) 2015/849 of the European Parliament and of the Council by identifying high-risk third countries with strategic deficiencies

Council Regulation (EU) 2016/1686 of 20 September 2016

imposing additional restrictive measures directed against ISIL (Da’esh) and Al-Qaeda and natural and legal persons, entities or bodies associated with them

Commission Implementing Regulation (EU) 2016/1368 of 11 August 2016

establishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council

Circular CSSF 16/643

Opinion and recommendation of the Systemic Risk Board with respect to the risk weight applied to all retail exposures (non-SME) secured by residential property in Luxembourg

CSSF Regulation No 16-04

on voluntary reciprocity for macroprudential policy measures

Circular CSSF 16/641

Update of Circular CSSF 15/629 relating to supplementary supervision to be applied to financial conglomerates and definition of structure coefficients to be observed by the regulated entities belonging to these financial conglomerates pursuant to Article 56 of the Law of 5 April 1993 on the financial sector, as amended

Circular CSSF 16/642

Update of Circular CSSF 08/338 regarding the implementation of a stress test in order to assess the interest rate risk arising from non-trading book activities and of Circular CSSF 12/552 on the central administration, internal governance and risk management following the adoption of the guidelines of the European Banking Authority (EBA) on the management of interest rate risk arising from non-trading activities (EBA/GL/2015/08)

Ministerial Regulation of 4 August 2016

UN designation of 3 August 2016 – SC/12472

Circular CSSF 16/640

Update of Circular CSSF 14/593, as amended by Circulars CSSF 15/613 and 15/621 on supervisory reporting requirements applicable to credit institutions

Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 (RTS 22)

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities

Ministerial Regulation of 25 July 2016