Year: 2024

10 Results

  • Communiqué
    Published on: 22 November 2024

    Shortening Settlement Cycle in the EU

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Other specific authorisations, registrations and information Public Oversight of the Audit Profession Securitisation undertakings Specialised investment funds (SIFs) Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Central counterparty (CCP) CSDR Depositary Financial counterparty (FC) NAV calculation Non-financial counterparty (NFC) Operational risk Risk management Securities Securities settlement
  • Communiqué
    Published on: 19 November 2024

    Launch of the 2024 ESMA data collection on costs linked to investments in AIFs and UCITS

    Relevant for: Credit institutions Investment firms Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Acting in concert Consumer protection eDesk Remuneration UCI prospectus
  • Communiqué
    Published on: 15 November 2024

    Reminder – New U1.1 reporting transmission procedures

    (published on 12 September 2024, updated on 31 October 2024 and 15 November 2024)

    Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Information and communications technology (ICT)