Documents – Page 101

EU regulation

Document date: 2 June 2022

Regulation (EU) 2022/858 of the European Parliament and of the Council of 30 May 2022

on a pilot regime for market infrastructures based on distributed ledger technology, and amending Regulations (EU) No 600/2014 and (EU) No 909/2014 and Directive 2014/65/EU (Text with EEA relevance)

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Central Securities Depositories (CSDs)

CSSF circular

Document date: 5 April 2023

Circular CSSF 23/832

Application of the Guidelines of the European Securities and Market Authority on standard forms, formats and templates to apply for permission to operate a DLT Market Infrastructure (ESMA70-460-206)

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Central Securities Depositories (CSDs)

Topics: Blockchain CSDR Distributed Ledger Technology (DLT) Financial innovation FinTech Multilateral trading facilities (MTFs)

CSSF regulation

Document date: 31 March 2023

CSSF Regulation No 23-01 of 31 March 2023

on the setting of the countercyclical buffer rate for the second quarter of 2023

Relevant for: Credit institutions Investment firms

Topics: Capital requirement

Administrative sanction

Document date: 30 March 2023

Administrative penalty of 24 January 2023

Administrative penalty imposed on the credit institution European Depositary Bank S.A.

Relevant for: Credit institutions

Public consultation

Document date: 30 March 2023

Archived since 13 March 2026

The EBA consults on draft Guidelines amending the Risk Based Supervision Guidelines

EBA

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS

Topics: AML/CFT

List

Document date: 29 March 2023

List of members of the Expert Working Group Specialised PFS regarding AML/CFT

Relevant for: Specialised PFS

Topics: AML/CFT

Monthly statistics

Document date: 27 March 2023

Basic statistical data on UCIs – February 2023 (only in French)

Relevant for: Investment funds and vehicles

Technical document

Document date: 24 March 2023

SFDR UCI precontractual data collection – practical and technical guidance

Main topics: Sustainable finance

Relevant for: Alternative investment fund managers Management companies - Chapter 15 Pension fund Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: AIF (alternative investment fund) Internal governance Risk management Transparency Transparency exercise UCI prospectus

CSSF circular

Document date: 24 March 2023

Archived since 6 May 2024

Circular CSSF 23/831 repealed by Circular CSSF 24/857

ESMA Guidelines on stress test scenarios under Article 28 of the Money Market Fund Regulation

Relevant for: Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Money Market Fund (MMF) Stress test

CSSF circular

Document date: 20 March 2023

Circular CSSF 23/830

Clarification on the public disclosure framework applicable to credit institutions and CRR investment firms (Pillar 3)

Relevant for: Credit institutions

Topics: Internal governance Risk management Supervisory disclosure Transparency

Name	Description	Duration
cssf_cookies	Saves information regarding the user's consent to the use of cookies for each optional category.	1 year
ROUTEID	Technical cookie allowing load distribution.	Deleted when the browsing session ends
TBMCookie*	Security: This cookies protects the website against automated attacks.	Deleted when the browsing session ends
__utmvc	These first party cookies are set by a third party service to filter out malicious requests.	Deleted when the browsing session ends
__utmvm*	These first party cookies are set by a third party service to filter out malicious requests.	15 minutes

Name	Description	Duration
cssf_profile	This cookie adapts the website pages to the profile chosen by the visitor (professionals, markets, consumers).	1 year
pll_language	This cookie saves the user’s language choice.	1 year

Name	Description	Duration
_pk_id.#	Collects anonymous statistical data on the website consultations, such as the number of visits or the average time spent on the website. The data is processed in-house and is not shared with a third party.	1 year
_pk_ses.#	Collects anonymous statistical data for the tracking of the pages consulted during the browsing session. The data is processed in-house and is not shared with a third party.	30 minutes

Archives: Documents