Archives: Documents

10 Results

  • Grand-ducal regulation
    Document date: 14 November 2022

    Grand-ducal Regulation of 14 November 2022

    providing details on the Law of 19 December 2020 on the implementation of restrictive measures in financial matters

  • EU decision
    Document date: 6 April 2022

    Commission Implementing Decision (EU) 2022/552 of 4 April 2022

    determining that national securities exchanges of the United States of America that are registered with the Securities and Exchange Commission comply with legally binding requirements which are equivalent to the requirements laid down in Title III of Directive 2014/65/EU and are subject to effective supervision and enforcement (Text with EEA relevance)

  • ITS
    Document date: 15 July 2022

    Commission Implementing Regulation (EU) 2022/1220 of 14 July 2022

    laying down implementing technical standards for the application of Directive 2014/65/EU of the European Parliament and of the Council with regard to the format in which branches of third-country firms and competent authorities have to report the information referred to in Article 41(3) and (4) of that Directive (Text with EEA relevance)

  • EU regulation
    Document date: 24 March 2022

    Commission Delegated Regulation (EU) 2022/466 of 17 December 2021

    supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying criteria for derogation of the principle that approved publication arrangements and approved reporting mechanisms are supervised by the European Securities Markets Authority (Text with EEA relevance)

  • EU regulation
    Document date: 24 May 2022

    Commission Delegated Regulation (EU) 2022/803 of 16 February 2022

    supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying rules of procedure for the exercise of the power to impose fines or periodic penalty payments by the European Securities Markets Authority regarding data reporting service providers (Text with EEA relevance)