10 Results
Agenda
Document date:
24 January 2023
SSM Calendar Claude Wampach – 2021
Warning
Document date:
23 January 2023
Warning issued by the UK authority (FCA) regarding the activities of an entity named Capital International Management Company/CIMC (clone of EEA authorised firm)
CSSF circular
Document date:
19 January 2023
Circular CSSF 23/829
on the application of the Guidelines on the criteria for the exemption of investment firms from liquidity requirements in accordance with Article 43(4) of Regulation (EU) 2019/2033 (EBA/GL/2022/10)
Form
Document date:
19 January 2023
Investment Fund Managers (“IFM”) – type(s) of requested authorisation(s)-registration(s)
Version 1.1
Form
Document date:
19 January 2023
Authorised investment fund managers (“IFMs”) – Type(s) of requested change(s)
Version 1.1
Administrative sanction
Document date:
10 January 2023
Administrative sanctions of 28 September 2022
Administrative sanctions imposed on three réviseurs d’entreprises agréés (approved statutory auditors)
Warning
Document date:
9 January 2023
Warning issued by the Hong Kong authority (SFC) regarding an entity named MIT Investment and Trading (HK) Co., Ltd / Myiteng Investment Trading (HK) Co. Ltd / Miyiteng Investment & Trading (HK) Co., Ltd
Grand-ducal regulation
Document date:
1 January 2023
Grand-ducal Regulation of 23 December 2022 (consolidated version)
relating to the fees to be levied by the Commission de Surveillance du Secteur Financier
Studies and reports
Document date:
3 January 2023
CCyB dashboard 2022Q4
CSSF Regulation No 22-06 of 30 September 2022 supplement
Studies and reports
Document date:
3 January 2023
CCyB dashboard 2023Q1
CSSF Regulation No 22-08 of 31 December 2022 supplement