Documents – Page 13

Statement

Document date: 18 February 2026

ESMA Public Statement: Implementation of certain changes to the Prospectus Regulation introduced by the Listing Act

ESMA32-753890202-3066

Main topics: Prospectus

Topics: Issuer Securities prospectus

Administrative sanction

Document date: 4 March 2026

Administrative sanction of 8 October 2025

Administrative sanction imposed on an investment firm

Relevant for: Investment firms

CSSF guidance

Document date: 2 March 2026

Guidance on the documents and information to be submitted for the assessment of the shareholding structure of authorised IFMs – initial authorisation and modification of an authorised IFM (qualified and non-qualified shareholders)

Version 1.0

Relevant for: Investment fund managers

Topics: Authorisation

EU directive

Document date: 26 February 2026

Directive (EU) 2026/470 of the European Parliament and of the Council of 24 February 2026

amending Directives 2006/43/EC, 2013/34/EU, (EU) 2022/2464 and (EU) 2024/1760 as regards certain corporate sustainability reporting requirements and certain corporate sustainability due diligence requirements

Main topics: Corporate Sustainability Reporting Directive (CSRD) Enforcement of Issuer Disclosure Sustainable finance

Topics: Issuer Transparency

EU directive

Document date: 18 December 2019

Directive (EU) 2019/2162 of the European Parliament and of the Council of 27 November 2019

on the issue of covered bonds and covered bond public supervision and amending Directives 2009/65/EC and 2014/59/EU (Text with EEA relevance)