Documents – Page 140

EU regulation

Document date: 3 June 2022

Council Implementing Regulation (EU) 2022/878 of 3 June 2022

implementing Regulation (EU) No 269/2014 concerning restrictive measures in respect of actions undermining or threatening the territorial integrity, sovereignty and independence of Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

EU regulation

Document date: 3 June 2022

Council Regulation (EU) 2022/877 of 3 June 2022

amending Regulation (EC) No 765/2006 concerning restrictive measures in view of the situation in Belarus and the involvement of Belarus in the Russian aggression against Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

EU regulation

Document date: 3 June 2022

Council Implementing Regulation (EU) 2022/876 of 3 June 2022

implementing Article 8a(1) of Regulation (EC) No 765/2006 concerning restrictive measures in view of the situation in Belarus and the involvement of Belarus in the Russian aggression against Ukraine

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

Form

Document date: 2 June 2022

Notification letter for marketing by EuSEF Managers

to potential investors in the European Union
Version 3.2

Relevant for: Other specific authorisations, registrations and information

Topics: EuSEF Marketing

Form

Document date: 2 June 2022

Notification letter for marketing by EuVECA Managers

to potential investors in the European Union
Version 3.2

Relevant for: Other specific authorisations, registrations and information

Topics: EuVECA Marketing

Studies and reports

Document date: 17 January 2020

ML/TF Sub-sector Risk Assessment – Collective Investment Sector

2020

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms Investment fund managers Investment funds and vehicles Specialised PFS

Topics: AML/CFT Risk assessment

Studies and reports

Document date: 31 May 2022

ML/TF Sub-sector Risk Assessment – Collective Investment Sector – 2022 update

CSSF

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment firms Investment fund managers Investment funds and vehicles Specialised PFS

Topics: AML/CFT Risk assessment

Form

Document date: 30 May 2022

Archived since 12 March 2026

Annual AML/CFT questionnaire

Main topics: Financial crime

Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: AML/CFT eDesk

Form

Document date: 30 May 2022

Archived since 2 April 2026

Submission of information related to AML supervisory measures

Main topics: Financial crime

Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: AML/CFT eDesk

Administrative sanction

Document date: 27 May 2022

Administrative penalty of 14 April 2022

Administrative penalty imposed on the credit institution Natixis Wealth Management Luxembourg

Relevant for: Credit institutions

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