10 Results
In the context of the publication of the 2020 Annual Report of the CSSF, its Director, Françoise Kauthen, comments on the challenges posed by financial innovation in the supervision field
In the context of the publication of the 2020 Annual Report of the CSSF, its Director, Claude Wampach, looks back on the way the COVID-19 crisis affected the banking industry
In the context of the publication of the 2020 Annual Report of the CSSF, its Director, Marco Zwick, looks back on the way the COVID-19 crisis affected the fund industry
Annual Report 2020
Overview of the CSSF’s activities and initiatives in 2020
In the context of the publication of the 2020 Annual Report of the CSSF, its Director General, Claude Marx, looks back on the milestones of the CSSF’s action over the past financial year
Notification letter for pre-marketing by EU AIFMs
to potential professional investors in Luxembourg
Version 3
Consultation on draft Guidelines on the role, tasks and responsibilities AML/CFT compliance officers
EBA
(EBA/CP/2021/31)
Annual Report on Sanctioning Activities in the SSM in 2020
This report has been prepared by the SSM Network of Enforcement and Sanctions
Experts to present comprehensive statistics on the sanctioning activities in relation to breaches of prudential requirements carried out in 2020 by the ECB and the national
competent authorities (NCAs) of participating Member States under the Single Supervisory Mechanism (SSM).
Circular CSSF 21/779
Adoption of the Guidelines of the European Securities and Market Authority (“ESMA”) on certain aspects of the MiFID II compliance function requirements (ESMA35-36-1952)
Attestation of No Change in Supporting Documents
Version 2