10 Results
Form
Document date:
4 August 2021
Notification letter for pre-marketing by EU AIFMs
to potential professional investors in Luxembourg
Version 3
Public consultation
Document date:
2 August 2021
Archived since 13 March 2026
Consultation on draft Guidelines on the role, tasks and responsibilities AML/CFT compliance officers
EBA
(EBA/CP/2021/31)
Studies and reports
Document date:
3 August 2021
Annual Report on Sanctioning Activities in the SSM in 2020
This report has been prepared by the SSM Network of Enforcement and Sanctions
Experts to present comprehensive statistics on the sanctioning activities in relation to breaches of prudential requirements carried out in 2020 by the ECB and the national
competent authorities (NCAs) of participating Member States under the Single Supervisory Mechanism (SSM).
CSSF circular
Document date:
30 July 2021
Circular CSSF 21/779
Adoption of the Guidelines of the European Securities and Market Authority (“ESMA”) on certain aspects of the MiFID II compliance function requirements (ESMA35-36-1952)
Form
Document date:
30 July 2021
Attestation of No Change in Supporting Documents
Version 2
Form
Document date:
30 July 2021
Contract Conformity Letter
Version 2
CSSF guidance
Document date:
30 July 2021
Contract Considerations
Form
Document date:
30 July 2021
Fund Pre-Inception Readiness Review
CSSF guidance
Document date:
30 July 2021
Overview Table of Supporting Documents
CSSF guidance
Document date:
30 July 2021