Archives: Documents

10 Results

  • CSSF circular
    Document date: 31 March 2022

    Circular CSSF 22/804

    Update of Circular CSSF 21/769 on governance and security requirements for Supervised Entities to perform tasks or activities through telework

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: Central administration Cybersecurity Data protection Information and communications technology (ICT) Information security Internal governance
  • CSSF FAQ
    Document date: 31 March 2022

    Ukraine crisis: FAQ on the application of Liquidity Management Tools by investment funds

    Version 1

    Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: International sanctions Investor protection Liquidity Restrictive measures Ukraine
  • Communiqué
    Document date: 31 March 2022
    Archived since 24 March 2026

    “The EU sanctions regime against Russia brings tangible results in Luxembourg” – Yuriko Backes and Sam Tanson in the Chamber of Deputies (only in French)

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures Ukraine
  • Form
    Document date: 21 March 2022

    Post-liquidation form for funds dissolved with liquidation

    The post-liquidation form is to be submitted to opc_liquidation@cssf.lu once all the fund’s post-closure activities are completed.

    Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Liquidation
  • Communiqué
    Document date: 21 March 2022
    Archived since 24 March 2026

    The Monitoring Committee makes an initial assessment of the implementation of sanctions against Russia (only in French)

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: International sanctions Restrictive measures Ukraine