Documents – Page 162

Administrative sanction

Document date: 1 October 2021

Administrative sanction of 1 June 2021

Administrative sanction imposed on the alternative investment fund manager Infrastructure PPP Africa Management S.A.

Relevant for: Investment fund managers

Topics: AML/CFT

Administrative sanction

Document date: 1 October 2021

Administrative sanction of 1 June 2021

Administrative sanction imposed on the alternative investment fund manager Agriland Management S.A.

Relevant for: Investment fund managers

Topics: AML/CFT

Administrative sanction

Document date: 1 October 2021

Administrative sanction of 1 June 2021

Administrative sanction imposed on the investment fund manager Federale Management S.A.

Relevant for: Investment fund managers

Topics: AML/CFT

Administrative sanction

Document date: 1 October 2021

Administrative sanction of 1 June 2021

Administrative sanction imposed on the alternative investment fund manager LIA Luxembourg Investment Advisors S.à r.l.

Relevant for: Alternative investment fund managers

Topics: AML/CFT

Administrative sanction

Document date: 30 September 2021

Administrative fine of 30 September 2021

Administrative fine imposed on Agate Assets S.A.

Main topics: Information requirements for issuers of securities

CSSF circular

Document date: 30 September 2021

Circular CSSF 21/783

Application of the Guidelines of the European Securities and Market Authority on the MiFID II/MiFIR obligations on market data

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Specialised PFS

Topics: Multilateral trading facilities (MTFs) Organised trading facilities (OTFs) Trading venue

CSSF circular

Document date: 28 September 2021

Archived since 8 May 2026

Circular CSSF-CPDI 21/27 (outdated)

Survey on the amount of covered deposits held on 30 September 2021

Relevant for: Credit institutions Investment firms

Topics: Deposit Guarantee Schemes Depositor and Investor Protection Board (CPDI) Luxembourg Deposit Guarantee Fund (FGDL)

CSSF circular

Document date: 24 September 2021

Circular CSSF 21/782

Adoption of the revised guidelines, by EBA, on money laundering and terrorist financing risk factors

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT Terrorist financing

Monthly statistics

Document date: 24 September 2021

Basic statistical data on UCIs – August 2021 (only in French)

Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Name	Description	Duration
cssf_cookies	Saves information regarding the user's consent to the use of cookies for each optional category.	1 year
ROUTEID	Technical cookie allowing load distribution.	Deleted when the browsing session ends
TBMCookie*	Security: This cookies protects the website against automated attacks.	Deleted when the browsing session ends
__utmvc	These first party cookies are set by a third party service to filter out malicious requests.	Deleted when the browsing session ends
__utmvm*	These first party cookies are set by a third party service to filter out malicious requests.	15 minutes

Name	Description	Duration
cssf_profile	This cookie adapts the website pages to the profile chosen by the visitor (professionals, markets, consumers).	1 year
pll_language	This cookie saves the user’s language choice.	1 year

Name	Description	Duration
_pk_id.#	Collects anonymous statistical data on the website consultations, such as the number of visits or the average time spent on the website. The data is processed in-house and is not shared with a third party.	1 year
_pk_ses.#	Collects anonymous statistical data for the tracking of the pages consulted during the browsing session. The data is processed in-house and is not shared with a third party.	30 minutes

Archives: Documents