Archives: Documents

10 Results

Studies and reports

Document date: 18 June 2025

FATF enhances transparency in payments through the modification to the Recommendation 16 of its standard

Main topics: Financial crime Markets in Crypto-Assets (MiCA/MiCAR)

Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Issuers of Tokens Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)

Topics: AML/CFT Proliferation financing Terrorist financing Virtual assets

CSSF guidance

Document date: 25 June 2025

Circular CSSF 25/894: information to be submitted to the CSSF in relation to investment funds non-authorised by the CSSF

Guideline for documents to be submitted

Relevant for: Alternative investment fund managers

Topics: AIF (alternative investment fund) eDesk

Supervisory disclosure document

Document date: 24 June 2025

Data on exemptions (year 2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Data on supervisory measures and administrative penalties (year 2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Individual data per Competent Authority (year 2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Data on market risk (year 2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Supervisory Review and Evaluation Process (SREP) (2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Part 3 – Variable elements of remuneration (Article 32 of Directive (EU) 2019/2034) (2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Part 2 – Number of investment firms using transitional provisions set out in Directive (EU) 2019/2034 and Regulation (EU) 2019/2033 (2024)

Relevant for: Investment firms

Topics: Supervisory disclosure

Supervisory disclosure document

Document date: 24 June 2025

Part 1 – Options and discretions set out in Directive (EU) 2019/2034, Regulation (EU) 2019/2033 (2024)

Relevant for: Investment firms

Topics: Supervisory disclosure