10 Results
The EU Commission’s Digital Finance Package
Natasha Deloge, Head of the CSSF’s Financial innovation division, analyses the EU Commission’s Digital Finance Package impact on the market. Learn more about DORA, MICA, DLT and crypto assets regulation.
Circular CSSF 21/768
Update of Circular CSSF 03/113, as amended by Circular CSSF 10/486, on the practical rules concerning the role of réviseurs d’entreprises (statutory auditors) in investment firms and communication relating to Circular CSSF 07/325 (as amended by Circular CSSF 21/765) on the provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services following the amendments made to CSSF Regulation No 12-02.
Circular CSSF 21/767 repealed by Circular CSSF 21/775
FATF statements concerning
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF
Regulation (EU) 2021/337 of the European Parliament and of the Council of 16 February 2021
amending Regulation (EU) 2017/1129 as regards the EU Recovery prospectus and targeted adjustments for financial intermediaries and Directive 2004/109/EC as regards the use of the single electronic reporting format for annual financial reports, to support the recovery from the COVID-19 crisis (Text with EEA relevance)
e-Prospectus (guidance)
Circular CSSF 21/766
Update of Circular CSSF 19/724 on technical specifications regarding the submission to the CSSF of documents under Regulation (EU) 2017/1129 and the Law of 16 July 2019 on prospectuses for securities and general overview of the regulatory framework on prospectuses
Corrigendum to Regulation (EU) 2019/876 of the European Parliament and of the Council of 20 May 2019
amending Regulation (EU) No 575/2013 as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements, and Regulation (EU) No 648/2012
Basic statistical data on UCIs – January 2021 (only in French)
Questionnaire for the approval of a new sub-fund
Results of the enforcement of the 2019 financial information published by issuers subject to the Transparency Law
Communiqué