Archives: Documents

10 Results

  • CSSF circular
    Document date: 7 December 2020

    Circular CSSF 20/759

    Update of Circular CSSF 12/552, as amended by Circulars CSSF 13/563, 14/597,16/642, 16/647, 17/655, 20/750 and 20/759, on the central administration, internal governance and risk management

    Relevant for: Credit institutions
    Topics: Accounting Audit Committee Central administration Credit risk Information and communications technology (ICT) Information security Internal governance Market risk Operational risk Outsourcing Risk management
  • CSSF circular
    Document date: 7 December 2020

    Circular CSSF 20/757

    Introduction of Circular CSSF 20/758 on central administration, internal governance and risk management, and repeal of Circular CSSF 12/552 for investment firms, as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655 and 20/750, on central administration, internal governance and risk management

    Main topics: Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Investment firms
    Topics: Accounting Audit Committee Central administration Internal governance Outsourcing Risk management Whistleblowing
  • EU regulation
    Document date: 3 December 2020

    Commission Delegated Regulation (EU) 2020/1817 of 17 July 2020

    supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council as regards the minimum content of the explanation on how environmental, social and governance factors are reflected in the benchmark methodology
    (Text with EEA relevance)

    Main topics: Benchmarks
  • EU regulation
    Document date: 3 December 2020

    Commission Delegated Regulation (EU) 2020/1816 of 17 July 2020

    supplementing Regulation (EU) 2016/1011 of the European Parliament and of the Council as regards the explanation in the benchmark statement of how environmental, social and governance factors are reflected in each benchmark provided and published

    (Text with EEA relevance)

    Main topics: Benchmarks