Archives: Documents

10 Results

  • CSSF circular
    Document date: 5 November 2010
    Archived since 3 March 2011

    Circular CSSF 10/490 repealed by Circular CSSF 11/502

    FATF statements concerning
    (1) jurisdictions whose anti-money laundering and combating the financing of terrorism regime has substantial and strategic deficiencies
    (2) jurisdictions whose anti-money laundering and combating the financing of terrorism regime is not satisfactory

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: Proliferation financing Terrorist financing
  • CSSF circular
    Document date: 15 April 2011
    Archived since 24 October 2012

    Circular CSSF 11/508 repealed by Circular CSSF 12/546

    New provisions applicable to Luxembourg management companies subject to Chapter 15 of the Law of 17 December 2010 relating to undertakings for collective investment and to investment companies which have not designated a management company within the meaning of Article 27 of the Law of 17 December 2010 relating to undertakings for collective investment

    Relevant for: Management companies - Chapter 15 Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 3 March 2011
    Archived since 30 June 2011

    Circular CSSF 11/502 repealed by Circular CSSF 11/516

    FATF statements concerning
    1) jurisdictions whose anti-money laundering and combating the financing of terrorism regimes have substantial and strategic deficiencies;
    2) jurisdictions whose anti-money laundering and combating the financing of terrorism regimes are not satisfactory
    3) juridictions not making sufficient progress

    Main topics: Financial crime
    Relevant for: Credit institutions Investment firms Investment fund managers Investment funds and vehicles Payment institutions Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: AML/CFT Proliferation financing Terrorist financing
  • CSSF circular
    Document date: 13 January 2011
    Archived since 6 July 2020

    Circular CSSF 11/500 (outdated)

    Statistics on guaranteed deposits and instruments to be provided to the CSSF by the members of the Association pour la Garantie des Dépôts, Luxembourg (Deposit guarantee association, Luxembourg); information to be provided by investment firms (acting on behalf of third parties) to their depositaries of funds or financial instruments

    Relevant for: Credit institutions Investment firms Management companies - Chapter 15 Management companies - Chapter 16
    Topics: Deposit Guarantee Schemes
  • CSSF circular
    Document date: 10 January 2011
    Archived since 6 July 2020

    Circular CSSF 11/499 (outdated)

    Survey on past due loans and commitments, on the related past due items and on specific impairment and provisions of credit institutions as at 31 December 2010

    Relevant for: Credit institutions