Archives: Documents

10 Results

  • CSSF circular
    Document date: 14 January 2010
    Archived since 6 July 2020

    Circular CSSF 10/434 (outdated)

    Survey on past due loans and commitments, on the related past due items and on specific impairment and provisions of credit institutions as at 31 December 2009

    Relevant for: Credit institutions
  • CSSF circular
    Document date: 29 July 2010
    Archived since 16 January 2013

    Circular CSSF 10/476 repealed by Circular CSSF 13/556

    Fight against money laundering and terrorist financing: abrogation or amendment of certain provisions of Circular CSSF 08/387

    Main topics: Financial crime
    Relevant for: Credit institutions Investment firms Investment fund managers Investment funds and vehicles Payment institutions Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: AML/CFT
  • CSSF circular
    Document date: 1 July 2010
    Archived since 5 November 2010

    Circular CSSF 10/469 repealed by Circular CSSF 10/490

    FATF statements concerning
    1) jurisdictions whose anti-money laundering and combating the financing of terrorism regime has substantial and strategic deficiencies;
    2) jurisdictions whose anti-money laundering and combating the financing of terrorism regime is not satisfactory

    Main topics: Financial crime
    Relevant for: Credit institutions Investment firms Investment fund managers Investment funds and vehicles Payment institutions Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: AML/CFT Proliferation financing Terrorist financing
  • CSSF circular
    Document date: 10 May 2010
    Archived since 12 December 2019

    Circular CSSF 10/457 repealed by Circular CSSF 19/731

    Electronic transmission to the CSSF
    – of the long-form report defined in Circular CSSF 01/27 on the practical rules concerning the role of the réviseurs d’entreprises (statutory auditors) and Circular CSSF 03/113 on the practical rules concerning the mission of réviseurs d’entreprises (statutory auditors) of investment firms, and
    – of the management letter

    Relevant for: Credit institutions Investment firms
  • CSSF circular
    Document date: 22 December 2010
    Archived since 16 June 2017

    Circular CSSF 10/496 (only French) repealed by Circular CSSF 17/658

    Amendments to Circular CSSF 06/273 defining capital ratios pursuant to Article 56 of the amended Law of 5 April 1993 on the financial sector, as amended:
    Transposition of Directive 2010/76/EU of the European Parliament and of the Council of 24 November 2010 amending Directives 2006/48/EC and 2006/49/EC as regards capital requirements for the trading book and for re-securitisations, and the supervisory review of remuneration policies

    Relevant for: Credit institutions
    Topics: Capital requirement Remuneration