Archives: Documents

10 Results

  • Law
    Document date: 17 May 2017

    Law of 17 May 2017

    on the application of Regulation (EU) No 655/2014 of the European Parliament and of the Council of 15 May 2014 establishing a European Account Preservation Order procedure to facilitate cross-border debt recovery in civil and commercial matters, amending the New Code of Civil Procedure and the Law of 23 December 1998 establishing a financial sector supervisory commission (“Commission de surveillance du secteur financier”), as amended

    Relevant for: Consumer protection Credit institutions
  • Law
    Document date: 30 May 2018

    Law of 30 May 2018 (consolidated version) (being updated)

    on markets in financial instruments

    Main topics: European Market Infrastructure Regulation (EMIR) Markets in Financial Instruments (MiFID II/MiFIR)
    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Specialised PFS Support PFS
    Topics: Algorithmic trading Capital requirement Consumer protection Multilateral trading facilities (MTFs) Organised trading facilities (OTFs) Position limits Trading venue Transaction reporting
  • Law
    Document date: 25 March 2020

    Law of 25 March 2020 (consolidated version)

    establishing a central electronic data retrieval system related to IBAN accounts and safe-deposit boxes

    Main topics: European Market Infrastructure Regulation (EMIR) Financial crime Markets in Financial Instruments (MiFID II/MiFIR) Prospectus
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Support PFS
    Topics: AML/CFT