Archives: Documents

10 Results

  • EU regulation
    Document date: 1 July 2010

    Commission Regulation (EU) No 584/2010 of 1 July 2010

    implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and the content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities (Text with EEA relevance)

  • EU regulation
    Document date: 1 July 2010

    Commission Regulation (EU) No 583/2010 of 1 July 2010

    implementing Directive 2009/65/EC of the European Parliament and of the Council as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website (Text with EEA relevance)

  • CSSF regulation
    Document date: 24 December 2010

    CSSF Regulation No 10-04 (consolidated version)

    transposing Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company

  • EU directive
    Document date: 23 July 2014

    Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014

    amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions