10 Results
Circular CSSF 11/512 (as amended by Circular CSSF 18/698)
– Presentation of the main regulatory changes in risk management following the publication of CSSF Regulation No 10-04 and ESMA clarifications;
– Further clarifications from the CSSF on risk management rules;
– Definition of the content and format of the risk management process to be communicated to the CSSF
Circular CSSF 11/509 (as amended by Circular CSSF 21/778) repealed by Circular CSSF 22/810
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union and by a UCITS of another Member State of the European Union wishing to market its units in Luxembourg
Circular CSSF 13/559
ESMA guidelines on ETFs and other UCITS issues
Circular CSSF 15/631
Dormant or inactive accounts
Circular CSSF 14/592
Guidelines of the European Securities and Markets Authority (ESMA) on ETFs and other UCITS issues
Circular CSSF 18/698
Authorisation and organisation of investment fund managers incorporated under Luxembourg law;
Specific provisions on the fight against money laundering and terrorist financing applicable to investment fund managers and entities carrying out the activity of registrar agent
Circular CSSF 16/644 (as amended by Circular CSSF 18/697)
Provisions applicable to credit institutions acting as UCITS depositary subject to Part I “and UCIs subject to Part II” of the Law of 17 December 2010 relating to undertakings for collective investment and all UCITS, where appropriate, represented by their management company
Grand-ducal Regulation of 8 February 2008
relating to certain definitions of the amended Law of 20 December 2002 on undertakings for collective investment and implementing Commission Directive 2007/16/EC of 19 March 2007 implementing Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions
Commission Directive 2007/16/EC of 19 March 2007
implementing Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions
Commission Regulation (EU) No 584/2010 of 1 July 2010
implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and the content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities (Text with EEA relevance)