Archives: Documents

10 Results

  • EU directive
    Document date: 23 July 2014

    Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014

    amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions

  • Form
    Document date: 1 February 2017
    Archived since 3 April 2025

    Notification form in accordance with Circular CSSF 02/77

    The entities concerned are required to notify NAV calculation errors or a non-compliance with applicable investment rules detected before or on 31 December 2024 by using this form and sending it by email to opc.prud.sp@cssf.lu.

  • CSSF guidance
    Document date: 3 January 2017
    Archived since 3 April 2025

    Additional explanations on the notification form in accordance with Circular CSSF 02/77

    The entities concerned are required to notify NAV calculation errors or a non-compliance with applicable investment rules detected before or on 31 December 2024 by using this form.

  • Form
    Document date: 11 April 2016

    Declaration of honour for natural persons

    Version 4

  • Form
    Document date: 14 January 2019

    List of professional activities and mandates performed by members of the management body/governing body and by conducting officers (points 105 and 107 of Circular CSSF 18/698)

    Table listing the professional activities and the mandates performed

  • Form
    Document date: 2 April 2020

    Identification form of the compliance officer in charge of the control of compliance with the AML/CFT professional obligations of an investment fund manager

    Version 2.3

  • Form
    Document date: 11 April 2016

    Declaration of honour for legal persons

    Version 3