Archives: Documents

10 Results

  • CSSF circular
    Document date: 9 November 2012

    Circular CSSF 12/549

    Technical specifications regarding the submission to the CSSF of documents under the law on prospectuses for securities for offers to the public of units or shares of Luxembourg closed-end undertakings for collective investment and/or admissions of units or shares of Luxembourg closed-end undertakings for collective investment to trading on a regulated market

    Main topics: Prospectus
    Relevant for: Investment companies in risk capital (SICARs) Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Information security UCI prospectus
  • CSSF circular
    Document date: 31 October 2012

    Circular CSSF 12/548 (as amended by Circulars CSSF 13/565 and CSSF 22/798)

    Entry into force of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps and details on certain practical aspects of notification, disclosure and exemption procedures

    Main topics: Short Selling (SSR)
    Relevant for: Investment companies in risk capital (SICARs) Investment firms Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 28 May 2014
    Archived since 1 December 2025

    Circular CSSF 14/588 repealed by Circular CSSF 24/866

    Modification of the statistical data collection for money market and non-money market investment funds

    Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Money Market Fund (MMF)
  • CSSF circular
    Document date: 17 April 2013

    Circular CSSF 13/565

    Amendment to Circular CSSF 12/548 transposing the guidelines of the European Securities and Markets Authority (ESMA) on the exemption for market making activities and primary market operations

    Main topics: Short Selling (SSR)
    Relevant for: Investment companies in risk capital (SICARs) Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 2 December 2014

    Circular CSSF 14/598

    Opinion of the European Securities and Markets Authority (ESMA) on the review of the CESR Guidelines on a Common Definition of European Money Market Funds (CESR/10-049)

    Relevant for: Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Money Market Fund (MMF)
  • CSSF circular
    Document date: 16 April 2015
    Archived since 30 June 2022

    Circular CSSF 15/611 repeleaded by Circular CSSF 22/805

    Managing the risks related to the outsourcing of systems that allow the compilation, distribution and consultation of management board/strategic documents

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: Central administration Data protection Information and communications technology (ICT) Information security
  • CSSF circular
    Document date: 13 October 2017

    Circular CSSF 17/671 (as amended by Circular CSSF 18/698)

    Specifications regarding CSSF Regulation N° 16-07 of 26 October 2016 relating to out-of-court complaint resolution

    Relevant for: Consumer protection Credit institutions Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Pension fund Public Oversight of the Audit Profession Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Complaint Consumer protection