Archives: Documents

10 Results

Form

Document date: 20 July 2018

Application questionnaire for money market fund

Relevant for: Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Money Market Fund (MMF)

Form

Document date: 2 April 2020

Identification form of the person responsible for compliance with the AML/CFT professional obligations of an investment fund manager

Version 2.3

Main topics: Financial crime

Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: AML/CFT

Form

Document date: 14 May 2020

Benchmark Regulation questionnaire

Main topics: Benchmarks

Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Form

Document date: 10 April 2017

Authorisation as UCI administrator

Version 2

Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Accounting Authorisation NAV calculation Outsourcing UCI administration

Form

Document date: 24 August 2022

Notification template for delegating critical or important UCI administration tasks

Version 2.1

Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Accounting Authorisation NAV calculation Outsourcing UCI administration

CSSF FAQ

Document date: 28 August 2018

FAQ concerning MMFR

Version 4

Relevant for: Investment fund managers Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Money Market Fund (MMF)

CSSF FAQ

Document date: 2 July 2012

FAQ on KIID

Version 5

Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Specialised investment funds (SIFs) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Key Investor Information Document (KIID) PRIIPs

CSSF FAQ

Document date: 11 July 2013

FAQ concerning Master/Feeder Structures

Version 3

Relevant for: Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

CSSF FAQ

Document date: 5 May 2015

FAQ concerning the Law of 28 July 2014 regarding immobilisation of bearer shares and units

Version 3

Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: UCI administration

CSSF FAQ

Document date: 3 June 2016

FAQ concerning U 1.1. Reporting

Version 1.4

Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: UCI administration