Archives: Documents

10 Results

  • CSSF circular
    Document date: 6 April 2005

    Circular CSSF 05/177

    Abolition of any prior control by the CSSF of advertising material used by persons and companies supervised by the CSSF; abrogation of point II. of Chapter L. of IML circular 91/75; abrogation of the two last sentences of point IV. 5.11 of Circular CSSF 2000/15

    Relevant for: Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Transparency
  • CSSF circular
    Document date: 17 June 2004

    Circular CSSF 04/146

    Protection of undertakings for collective investment and their investors against Late Trading and Market Timing practices

    Relevant for: Credit institutions Investment firms Investment fund managers Specialised investment funds (SIFs) Specialised PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Accounting Central administration Investor protection NAV calculation Outsourcing
  • CSSF circular
    Document date: 5 May 2010

    Circular CSSF 10/456

    Cooperation between the professionals of the financial sector and the judicial authorities

    Relevant for: Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Payment institutions/electronic money institutions/AISPs Pension fund Securitisation undertakings Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 26 March 2010

    Circular CSSF 10/446

    Change regarding the communication of circulars issued by the CSSF for the entities under its supervision

    Relevant for: Investment companies in risk capital (SICARs) Investment firms Investment fund managers Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
  • CSSF circular
    Document date: 3 March 2011

    Circular CSSF 11/503

    Reminder on the obligations applicable to the transmission and publication of financial information and relating deadlines

    Relevant for: Investment companies in risk capital (SICARs) Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised investment funds (SIFs) Specialised PFS Support PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Transparency
  • CSSF circular
    Document date: 10 January 2011

    Circular CSSF 11/498

    – Entry into force of the Law of 17 December 2010 relating to undertakings for collective investment and CSSF Regulations No 10-04 and No 10-05 on implementing measures
    – Commission Regulations (EU) No 583/2010 and No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC
    – Guidelines and other documents drawn up by the Committee of European Securities Regulators (CESR)

    Relevant for: Investment firms Management companies - Chapter 15 Management companies - Chapter 16 Specialised PFS Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)