Archives: Documents

10 Results

  • CSSF circular
    Document date: 5 September 2024

    Circular CSSF 24/861

    amending Circular CSSF 19/732 of 20 December 2019 on the Prevention of Money Laundering and Terrorist Financing: clarifications on the Identification and Verification of the Identity of the Ultimate Beneficial Owner(s)

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT
  • MoU and cooperation agreement
    Document date: 30 August 2024

    Update of the statement of 30 August 2024 on the joint controllership arrangement between the Commission de Surveillance du Secteur Financier (CSSF) and the European Banking Authority (EBA) with regards to the ‘EuReCA’ Central Database for the reporting of anti-money laundering and counter-terrorist financing (AML/CFT) weaknesses in order to take into account Regulation (EU) 2024/1620 of the European Parliament and of the Council of 31 May 2024 establishing the Authority for Anti-Money Laundering and Countering the Financing of Terrorism (AMLA)

    Main topics: About the CSSF
    Topics: AML/CFT Terrorist financing
  • CSSF circular
    Document date: 29 August 2024

    Circular CSSF 24/860

    Update of Circular CSSF 12/552, as amended by Circulars CSSF 13/563, 14/597, 16/642, 16/647, 17/655, 20/750, 20/759, 21/785, and 22/807, relating to central administration, internal governance and risk management

    Relevant for: Credit institutions Specialised PFS
    Topics: Accounting Audit Committee Central administration Credit risk Depositary Information and communications technology (ICT) Information security Internal governance Liquidity Market risk Operational risk Outsourcing Remuneration Risk management
  • EU FAQ
    Document date: 1 August 2024

    Artificial Intelligence – Questions and Answers

    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS
    Topics: Artificial Intelligence (AI)
  • EU regulation
    Document date: 12 July 2024

    Regulation (EU) 2024/1689 of the European Parliament and of the Council of 13 June 2024

    laying down harmonised rules on artificial intelligence and amending Regulations (EC) No 300/2008, (EU) No 167/2013, (EU) No 168/2013, (EU) 2018/858, (EU) 2018/1139 and (EU) 2019/2144 and Directives 2014/90/EU, (EU) 2016/797 and (EU) 2020/1828 (Artificial Intelligence Act) (Text with EEA relevance)

    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS
    Topics: Artificial Intelligence (AI)