Archives: Documents

10 Results

Studies and reports

Document date: 23 October 2024

CSSF thematic review on the delegation of the portfolio management function by investment fund managers (IFMs) – CSSF Feedback report

Relevant for: Alternative investment fund managers Management companies - Chapter 15

Topics: Supervisory disclosure

Statement

Document date: 8 October 2024

ESMA Public Statement on Accounting for Carbon allowances in financial statements

ESMA 32-483087481-68

Main topics: Enforcement of Issuer Disclosure

EU FAQ

Document date: 7 August 2024

European Commission FAQ on the implementation of the EU corporate sustainability reporting rules

Main topics: Corporate Sustainability Reporting Directive (CSRD) Information requirements for issuers of securities Sustainable finance

Topics: Issuer

Form

Document date: 21 October 2024

Fund naming confirmation letter accompanying the submission of the fund prospectus/issuing document (“Prospectus”) updated in accordance with the ESMA Guidelines on funds’ names (“GL”) under the priority processing procedure (“PPP”)

Version 1.1

Main topics: Sustainable finance

Relevant for: Alternative investment fund managers Investment companies in risk capital (SICARs) Management companies - Chapter 15 Other specific authorisations, registrations and information Pension fund Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Internal governance Transparency

CSSF circular

Document date: 21 October 2024

Circular CSSF 24/863

Guidelines on funds’ names using ESG or sustainability-related terms

Main topics: Sustainable finance

Relevant for: Investment funds and vehicles

Topics: Internal governance Transparency

CSSF circular

Document date: 17 October 2024

Circular CSSF-CODERES 24/20

Adoption of the Guidelines of the European Banking Authority (EBA/GL/2024/04) on resubmission of historical data under the EBA reporting framework

Relevant for: Credit institutions Investment firms

Technical document

Document date: 20 November 2024

User Guide – Key Information Document

Version 1.5

Relevant for: Investment companies in risk capital (SICARs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Information and communications technology (ICT)

Technical document

Document date: 20 November 2024

User Guide – Regulatory documents and reports

Version 1.1

Relevant for: Investment companies in risk capital (SICARs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Information and communications technology (ICT)

EU regulation

Document date: 9 October 2024

Council Regulation (EU) 2024/2642 of 8 October 2024

concerning restrictive measures in view of Russia’s destabilizing activities

Main topics: Financial crime

Topics: International sanctions Restrictive measures Ukraine

CSSF circular

Document date: 9 October 2024

Archived since 12 May 2026

Circular CSSF-CPDI 24/42 (outdated)

Survey on the amount of covered deposits held on 30 September 2024

Relevant for: Credit institutions

Topics: Deposit Guarantee Schemes Depositor and Investor Protection Board (CPDI) Luxembourg Deposit Guarantee Fund (FGDL)