Archives: Documents

10 Results

  • EU directive
    Document date: 27 December 2022

    Directive (EU) 2022/2556 of the European Parliament and of the Council of 14 December 2022

    amending Directives 2009/65/EC, 2009/138/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU, 2014/65/EU, (EU) 2015/2366 and (EU) 2016/2341 as regards digital operational resilience for the financial sector (Text with EEA relevance)

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • EU regulation
    Document date: 27 December 2022

    Regulation (EU) 2022/2554 of the European Parliament and of the Council of 14 December 2022

    on digital operational resilience for the financial sector and amending Regulations (EC) No 1060/2009, (EU) No 648/2012, (EU) No 600/2014, (EU) No 909/2014 and (EU) 2016/1011 (Text with EEA relevance)

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • Form
    Document date: 21 March 2024

    Post-liquidation form for multiple sub-funds in non-judicial liquidation of one or more fund(s) registered on the official list and thus not in non-judicial liquidation

    The post-liquidation form is to be submitted to opc_liquidation@cssf.lu once all the sub-funds’ post-closure activities are completed.

    Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Liquidation