Archives: Documents

10 Results

  • CSSF circular
    Document date: 29 March 2024

    Circular CSSF 24/856

    Protection of investors in case of an NAV calculation error, an instance of non-compliance with the investment rules and other errors at UCI level

    Relevant for: Investment companies in risk capital (SICARs) Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Accounting AIF (alternative investment fund) Approved statutory auditor (réviseur d'entreprises agréé) Asset valuation Depositary ELTIF EuSEF EuVECA Internal governance Investor protection Money Market Fund (MMF) NAV calculation Risk management UCI administration
  • Studies and reports
    Document date: 25 March 2024

    Final report on draft ITS on Register of Information

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) E-money institutions Investment firms Investment fund managers Payment institutions Virtual Asset Service Providers (VASPs)
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • RTS
    Document date: 25 June 2024

    Commission Delegated Regulation (EU) 2024/1774 of 13 March 2024

    supplementing Regulation (EU) 2022/2554 of the European Parliament and of the Council with regard to regulatory technical standards specifying ICT risk management tools, methods, processes, and policies and the simplified ICT risk management framework

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • RTS
    Document date: 25 June 2024

    Commission Delegated Regulation (EU) 2024/1773 of 13 March 2024

    supplementing Regulation (EU) 2022/2554 of the European Parliament and of the Council with regard to regulatory technical standards specifying the detailed content of the policy regarding contractual arrangements on the use of ICT services supporting critical or important functions provided by ICT third-party service providers

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • RTS
    Document date: 25 June 2024

    Commission Delegated Regulation (EU) 2024/1772 of 13 March 2024

    supplementing Regulation (EU) 2022/2554 of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria for the classification of ICT-related incidents and cyber threats, setting out materiality thresholds and specifying the details of reports of major incidents

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • EU regulation
    Document date: 30 May 2024

    Commission Delegated Regulation (EU) 2024/1502 of 22 February 2024

    supplementing Regulation (EU) 2022/2554 of the European Parliament and of the Council by specifying the criteria for the designation of ICT third-party service providers as critical for financial entities

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security
  • EU regulation
    Document date: 30 May 2024

    Commission Delegated Regulation (EU) 2024/1505 of 22 February 2024

    supplementing Regulation (EU) 2022/2554 of the European Parliament and of the Council by determining the amount of the oversight fees to be charged by the Lead Overseer to critical ICT third-party service providers and the way in which those fees are to be paid

    Main topics: ICT and cyber risk – for DORA entities
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Crypto-Assets Service Providers (CASPs) Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Issuers of Tokens Payment institutions/electronic money institutions/AISPs Pension fund
    Topics: Cybersecurity Information and communications technology (ICT) Information security