Archives: Documents

10 Results

  • CSSF circular
    Document date: 13 October 2023

    Circular CSSF 23/841

    1) Application of the Guidelines of the European Securities and Markets Authority (“ESMA”) on certain aspects of the MiFID II remuneration requirements (ESMA35-43-3565)
    2) Repeal of Circular CSSF 14/585
    3) Modification of Circular CSSF 07/307

  • Guidelines
    Document date: 7 September 2023

    Guidance for EU operators: implementing enhanced due diligence to shield against Russia sanctions circumvention