Archives: Documents

10 Results

  • List
    Document date: 10 November 2023

    Prominent public functions at national level, at the level of International Organisations and at the level of the European Union Institutions and Bodies

    EU

    Main topics: Benchmarks Enforcement of Issuer Disclosure European Market Infrastructure Regulation (EMIR) Financial crime Information requirements for issuers of securities Innovation Hub Market abuse Markets in Crypto-Assets (MiCA/MiCAR) Markets in Financial Instruments (MiFID II/MiFIR) Prospectus Securities Financing Transaction Regulation (SFTR) Short Selling (SSR) Squeeze-out and sell-out Takeover bids
    Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
  • Public consultation
    Document date: 27 November 2023
    Archived since 13 May 2026

    The EBA consults on new Guidelines on preventing the abuse of funds and certain crypto-assets transfers for money laundering and terrorist financing purposes

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: AML/CFT Crypto-assets Virtual assets