10 Results
CSSF circular
Document date:
14 November 2023
Circular CSSF 23/845
Update of Circular CSSF 22/821 on the long form report and Circular CSSF 22/826 on the statutory audit mandate
Form
Document date:
14 November 2023
Whistleblowing
Administrative sanction
Document date:
13 November 2023
Administrative fine of 13 November 2023
Administrative fine imposed on ADLER Group S.A.
Other statistics
Document date:
7 November 2023
MMF Reporting dashboard – December 2022
This MMF Reporting Dashboard encompasses a set of indicators based on the data reported under Article 37 of the MMF Regulation, with data as from Q1/2020 onwards.
Other statistics
Document date:
6 November 2023
UCITS Risk Reporting dashboard – December 2022
CSSF circular
Document date:
2 November 2023
Circular CSSF 23/844
Reporting obligations for Alternative Investment Fund Managers (repeal of Circular CSSF 14/581)
Annex to a CSSF circular
Document date:
30 October 2023
Archived since 26 February 2024
Annex to Circular CSSF 22/822 repealed by Annex of Circular CSSF 22/822 (Version of 26 February 2024)
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF
Version of 30 October 2023
Monthly statistics
Document date:
27 October 2023
Basic statistical data on UCIs – September 2023 (only in French)
Internal organisation
Document date:
26 October 2023
Terms of reference of the public-private partnership PFS SP related to AML/CFT (only in French)
Studies and reports
Document date:
25 October 2023
ESMA Report– Disclosures of Climate-Related Matters in the Financial Statements
in 2022 annual financial reports
ESMA32-1283113657-1041