Archives: Documents

10 Results

  • Studies and reports
    Document date: 23 August 2023

    2021-2023 Marketing communications under the regulation on cross-border distribution of funds

    Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) ELTIF EuSEF EuVECA Marketing
  • Technical document
    Document date: 21 August 2023

    Methods of transmitting reports via S3 Application Programming Interface – Technical guidance

    June 2024

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: Data protection Information security
  • CSSF regulation
    Document date: 13 June 2018
    Archived since 12 July 2023

    CSSF Regulation No 18-03 (version of 13 June 2018)

    1) implementing certain discretions of Regulation (EU) No 575/2013 and implementing Guideline (EU) 2017/697 of the European Central Bank of 4 April 2017 on the exercise of options and discretions available in Union law by national competent authorities in relation to less significant institutions (ECB/2017/9) and 2) repealing CSSF Regulation N° 14-01

    Relevant for: Credit institutions Investment firms
    Topics: Capital requirement Macroprudential instrument