Regulatory framework

Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 (RTS 14)

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data

Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 (RTS 13)

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers

Questions and Answers on the application of the EuSEF and EuVECA Regulations

ESMA/2016/774

Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 (RTS 4)

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation

Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 (RTS 12)

supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading

Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 (ITS 19)

laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments

Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 (RTS 18)

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading

Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 (RTS 17)

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets

Commission Delegated Regulation (EU) 2016/1450 of 23 May 2016

supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria relating to the methodology for setting the minimum requirement for own funds and eligible liabilities

Commission Delegated Regulation (EU) 2016/1401 of 23 May 2016

supplementing Directive 2014/59/EU of the European Parliament and of the Council establishing a framework for the recovery and resolution of credit institutions and investment firms with regard to regulatory technical standards for methodologies and principles on the valuation of liabilities arising from derivatives

Commission Delegated Regulation (EU) 2017/567 of 18 May 2016

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions

Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 (RTS 9)

supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions

Commission Implementing Regulation (EU) 2016/959 of 17 May 2016

laying down implementing technical standards for market soundings with regard to the systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council

Commission Delegated Regulation (EU) 2016/960 of 17 May 2016

supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings

Commission Delegated Regulation (EU) 2016/1400 of 10 May 2016

supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the minimum elements of a business reorganisation plan and the minimum contents of the reports on the progress in the implementation of the plan

Commission Delegated Regulation (EU) 2017/565 of 25 April 2016

supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

Ministerial Regulation of 21 April 2016

UN designation of 20 April 2016 – SC/12332

CSSF Regulation No 16-01 (only in French)

on the automatic recognition of countercyclical capital buffer rates during the transitional period

Opinion of the European Banking Authority on the application of customer due diligence measures to customers who are asylum seekers from higher-risk third countries or territories

EBA-Op-2016-07