Archives: Documents

10 Results

  • Grand-ducal regulation
    Document date: 1 January 2023

    Grand-ducal Regulation of 23 December 2022 (consolidated version)

    relating to the fees to be levied by the Commission de Surveillance du Secteur Financier

    Main topics: Benchmarks Enforcement of Issuer Disclosure European Market Infrastructure Regulation (EMIR) Information requirements for issuers of securities Markets in Financial Instruments (MiFID II/MiFIR) Prospectus Squeeze-out and sell-out Takeover bids
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS
    Topics: Approved statutory auditor (réviseur d'entreprises agréé) Benchmark regulation Cabinet de révision Cabinet de révision agréé Candidate to the Audit profession Capital requirement Money Market Fund (MMF) Postal financial services Statutory auditor (réviseur d'entreprises) Third-country audit entities Trading venue Transaction reporting Transparency
  • Public consultation
    Document date: 30 December 2022
    Archived since 13 March 2026

    Consultation paper on Guidelines

    EBA

    1) amending Guidelines EBA/2021/02 on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions (‘The ML/TF Risk Factors Guidelines’) under Articles 17 and 18(4) of Directive (EU) 2015/849, and
    2) introducing Guidelines on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services under Directive (EU) 2015/849

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT Internal governance Risk management Terrorist financing
  • CSSF circular
    Document date: 29 December 2022

    Circular CSSF 22/828

    Amendment of Circular CSSF 20/750 on requirements regarding information and communication (ICT) and security risk management

    Relevant for: Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: Cloud Cybersecurity eDesk Information and communications technology (ICT) Information security Operational risk Payment Service Provider (PSP) Payment services Postal financial services Risk management
  • CSSF circular
    Document date: 27 December 2022

    Circular CSSF 22/827

    Update of Circular CSSF 07/325, as amended by Circular CSSF 21/765, on provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services

    Main topics: Sustainable finance
    Relevant for: Credit institutions Investment firms
    Topics: AML/CFT Approved statutory auditor (réviseur d'entreprises agréé) Audit firm Auditing standards Cabinet de révision Cabinet de révision agréé Depositary eDesk Payment services Statutory auditor (réviseur d'entreprises)