10 Results
Circular CSSF 22/797
1) Application of the Guidelines of the European Banking Authority on sound remuneration policies under Directive 2013/36/EU (EBA/GL/2021/04)
2) Repeal of Circulars CSSF 17/658 and CSSF 11/505
Circular letter
2021 survey related to the fight against ML/TF
Administrative sanction of 13 July 2021
Administrative sanction imposed on the investment fund manager JPMorgan Asset Management (Europe) S.à r.l.
Circular CSSF 22/796
Application of the Guidelines of the European Securities and Market Authority (“ESMA”) on methodology, oversight function and record keeping under the Benchmarks Regulation (Ref. ESMA81-393-288)
Circular CSSF 22/795
Application of the Guidelines of the European Securities and Market Authority on marketing communications (ESMA34-45-1272) under Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019 on facilitating cross-border distribution of collective investment undertakings and amending Regulations (EU) No 345/2013, (EU) No 346/2013 and (EU) No 1286/2014 (the “CBDF Regulation”)
Basic statistical data on UCIs – December 2021 (only in French)
Administrative sanction of 16 April 2021
Administrative sanction imposed on the specialised PFS Agir Luxembourg S.A.
2022 AML/CFT Conference dedicated to Specialised Professionals of the Financial Sector
CSSF
Looking back on the 2022 CSSF AML/CFT Conference for Specialised PFS
CSSF
Administrative sanction of 26 October 2021
Administrative sanction imposed on a réviseur d’entreprises agréé (approved statutory auditor)