Documents – Page 132

Monthly statistics

Document date: 1 March 2022

Basic statistical data on UCIs – January 2022 (only in French)

Relevant for: Investment funds and vehicles

EU regulation

Document date: 23 February 2022

Council Regulation (EU) 2022/263 of 23 February 2022

concerning restrictive measures in response to the recognition of the non-government controlled areas of the Donetsk and Luhansk oblasts of Ukraine and the ordering of Russian armed forces into those areas

Main topics: Financial crime

Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS

Topics: International sanctions Restrictive measures Ukraine

Administrative sanction

Document date: 11 February 2022

Administrative sanction of 9 December 2021

Administrative sanction imposed on the investment fund manager Franklin Templeton International Services S.à r.l.

Relevant for: Investment fund managers

Other guidance

Document date: 8 February 2022

Cross-border distribution of investment funds

Hyperlinks and the summaries of national rules governing marketing requirements

ESMA34-45-1576

Relevant for: Alternative investment fund managers Undertakings for collective investment in transferable securities (UCITS)

Topics: Marketing

CSSF circular

Document date: 4 February 2022

Circular CSSF 22/798

Amendment to Circular CSSF 12/548

Main topics: Short Selling (SSR)

Relevant for: Investment companies in risk capital (SICARs) Investment firms Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

CSSF circular

Document date: 3 February 2022

Circular CSSF 22/793

Electronic transmission of the annual closing documents to the CSSF

Relevant for: Specialised PFS

Topics: AML/CFT Annual declaration Approved statutory auditor (réviseur d'entreprises agréé) Central administration eDesk Internal governance Supervisory disclosure

RTS

Document date: 29 December 2022

Commission Delegated Regulation (EU) 2022/2580 of 17 June 2022

supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be provided in the application for the authorisation as a credit institution, and specifying the obstacles which may prevent the effective exercise of supervisory functions of competent authorities (Text with EEA relevance)

Relevant for: Credit institutions

Topics: Authorisation Central administration

Guidelines

Document date: 2 February 2022

Final Report on Guidelines on a common assessment methodology for granting authorisation as a credit institution

Relevant for: Credit institutions

Topics: Authorisation Central administration

Professional standard

Document date: 27 January 2022

Luxembourg Guidelines on ESEF

Relevant for: Public Oversight of the Audit Profession

Topics: Auditing standards

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