Archives: Documents

10 Results

  • CSSF FAQ
    Document date: 21 June 2021

    FAQ regarding the AML/CFT Market Entry Form (Funds and IFMs)

    This publication refers to a list of questions/answers (FAQ) in relation to the completion of the AML/CFT Market Entry Form (Funds and IFMs) in eDesk.
    Version 9

    Main topics: Financial crime
    Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Other specific authorisations, registrations and information Pension fund Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: AIF (alternative investment fund) AML/CFT Authorisation eDesk ELTIF EuSEF EuVECA Money Market Fund (MMF) Terrorist financing UCI prospectus
  • ITS
    Document date: 15 June 2021

    Commission Implementing Regulation (EU) 2021/955 of 27 May 2021

    laying down implementing technical standards for the application of Regulation (EU) 2019/1156 of the European Parliament and of the Council with regard to the forms, templates, procedures and technical arrangements for the publications and notifications of marketing rules, fees and charges, and specifying the information to be communicated for the creation and maintenance of the central database on cross-border marketing of AIFs and UCITS, as well as the forms, templates and procedures for the communication of such information (Text with EEA relevance)

    Relevant for: Consumer protection Credit institutions Investment companies in risk capital (SICARs) Investment firms Investment fund managers Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: Marketing
  • Opinion
    Document date: 3 March 2021

    Opinion of the European Banking Authority on the risks of money laundering and terrorist financing affecting the European Union’s financial sector

    EBA

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: AML/CFT Terrorist financing
  • Podcast
    Document date: 18 May 2021

    Listen to Kathrin Moules, Deputy Head of the CSSF’s Supervision of Information Systems and Support PFS department, speak about the challenges addressed by Circular CSSF 21/769 on telework

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS
    Topics: Central administration Cybersecurity Data protection Information and communications technology (ICT) Information security Internal governance