10 Results
FAQ concerning the EU Regulation No 537/2014 relating to the appointment of statutory auditor or audit firms by public-interest entities
Version 1
AIFM Confirmation Letter on Performance Fees – AIF
To be submitted only upon request from the CSSF in addition to the standard applicable procedures (eDesk or others)
Questionnaire on Performance Fees Disclosures for AIFs
To be submitted only upon request from the CSSF in addition to the standard applicable procedures (eDesk or others)
Joint ESAs Q&As on exchange of collateral
Link to the ESMA Q&A Tool
Crypto-assets: ESAs remind consumers about risks
The ESAs remind consumers that some crypto-assets are highly risky and speculative and, as stated in the ESAs’ February 2018 joint warning, consumers must be alert to the high risks of buying and/or holding these instruments, including the possibility of losing all their money.
The EU Commission’s Digital Finance Package
Natasha Deloge, Head of the CSSF’s Financial innovation division, analyses the EU Commission’s Digital Finance Package impact on the market. Learn more about DORA, MICA, DLT and crypto assets regulation.
Circular CSSF 21/768
Update of Circular CSSF 03/113, as amended by Circular CSSF 10/486, on the practical rules concerning the role of réviseurs d’entreprises (statutory auditors) in investment firms and communication relating to Circular CSSF 07/325 (as amended by Circular CSSF 21/765) on the provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services following the amendments made to CSSF Regulation No 12-02.
Circular CSSF 21/767 repealed by Circular CSSF 21/775
FATF statements concerning
1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
2) jurisdictions under increased monitoring of the FATF
Regulation (EU) 2021/337 of the European Parliament and of the Council of 16 February 2021
amending Regulation (EU) 2017/1129 as regards the EU Recovery prospectus and targeted adjustments for financial intermediaries and Directive 2004/109/EC as regards the use of the single electronic reporting format for annual financial reports, to support the recovery from the COVID-19 crisis (Text with EEA relevance)