Archives: Documents

10 Results

  • CSSF circular
    Document date: 27 January 2022
    Archived since 31 January 2024

    Circular CSSF 22/794 repealed by Circular CSSF 24/852

    Update of Circular CSSF 19/717

    Relevant for: Public Oversight of the Audit Profession
    Topics: Annual declaration Approved statutory auditor (réviseur d'entreprises agréé) Audit Committee Audit firm Auditing standards Authorisation Cabinet de révision Cabinet de révision agréé Candidate to the Audit profession Complaint Continuing education Ethical standard Public-interest entities Statutory auditor (réviseur d'entreprises) Third-country audit entities Whistleblowing
  • White paper
    Document date: 21 January 2022

    White paper – Distributed Ledger Technologies (DLT) and blockchain

    Technological risks and recommendations in the financial sector

    Relevant for: Central Securities Depositories (CSDs) Credit institutions Crowdfunding service providers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Specialised PFS Support PFS Virtual Asset Service Providers (VASPs)
    Topics: Blockchain Distributed Ledger Technology (DLT) Financial innovation Information and communications technology (ICT) Virtual assets