Documents – Page 153

Single Resolution Fund – Information on/announcement of raising 2021 ex-ante contributions according to Articles 69 and 70 of Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014

Relevant for: Credit institutions Investment firms

Topics: Resolution Single Resolution Mechanism (SRM)

CSSF circular

Document date: 20 April 2021

Circular CSSF 21/771

Application of the guidelines of the European Securities and Markets Authority on disclosure requirements under the Prospectus Regulation

Main topics: Prospectus

Topics: Securities prospectus

CSSF circular

Document date: 14 April 2021

Circular CSSF 21/770

ESMA guidelines on the reporting under Articles 4 and 12 SFTR

Main topics: Securities Financing Transaction Regulation (SFTR)

Relevant for: Central Securities Depositories (CSDs) Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Securitisation undertakings Specialised PFS Support PFS

Guidelines

Document date: 16 December 2020

ESMA Guidelines on stress test scenarios under the MMF Regulation – final report

ESMA34-49-289

Relevant for: Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)

Topics: Money Market Fund (MMF)

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