Archives: Documents

10 Results

  • CSSF circular
    Document date: 31 January 2022

    Circular CSSF 22/796

    Application of the Guidelines of the European Securities and Market Authority (“ESMA”) on methodology, oversight function and record keeping under the Benchmarks Regulation (Ref. ESMA81-393-288)

    Main topics: Benchmarks
    Topics: Benchmark regulation
  • CSSF circular
    Document date: 31 January 2022

    Circular CSSF 22/795

    Application of the Guidelines of the European Securities and Market Authority on marketing communications (ESMA34-45-1272) under Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019 on facilitating cross-border distribution of collective investment undertakings and amending Regulations (EU) No 345/2013, (EU) No 346/2013 and (EU) No 1286/2014 (the “CBDF Regulation”)

    Relevant for: Investment companies in risk capital (SICARs) Investment fund managers Other specific authorisations, registrations and information Specialised investment funds (SIFs) Undertakings for collective investment in transferable securities (UCITS) Undertakings for collective investment subject to Part II of the Law of 17 December 2010 (Part II UCIs)
    Topics: EuSEF EuVECA Marketing
  • CSSF regulation
    Document date: 27 January 2022
    Archived since 4 February 2024

    CSSF Regulation No 22-01 of 11 January 2022 repealed by CSSF Regulation No 24-02 of 26 January 2024

    relating to:
    1) the adoption of auditing standards in the field of statutory audit under the Law of 23 July 2016 concerning the audit profession;
    2) the adoption of standards on professional ethics and internal quality control or on quality management, respectively, under the Law of 23 July 2016 concerning the audit profession.

    Relevant for: Public Oversight of the Audit Profession
    Topics: Auditing standards Ethical standard Internal Quality Control Standard