Documents – Page 157

Interview

Document date: 18 February 2021

Archived since 9 February 2026

Marco Zwick on the pandemic’s impact on the asset management industry

Main topics: About the CSSF

Relevant for: Investment funds and vehicles

Topics: Coronavirus Liquidity Money Market Fund (MMF) Stress test

EU regulation

Document date: 12 February 2021

Regulation (EU) 2021/168 of the European Parliament and of the Council of 10 February 2021

amending Regulation (EU) 2016/1011 as regards the exemption of certain third-country spot foreign exchange benchmarks and the designation of replacements for certain benchmarks in cessation, and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Main topics: Benchmarks

Interview

Document date: 17 February 2021

Archived since 9 February 2026

Claude Marx, The views of the regulator

Main topics: About the CSSF Sustainable finance

Relevant for: Central Securities Depositories (CSDs) Consumer protection Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Mortgage credit intermediaries Payment institutions/electronic money institutions/AISPs Public Oversight of the Audit Profession Securitisation undertakings Specialised PFS Support PFS

Topics: AIF (alternative investment fund) AML/CFT Brexit Consumer protection Financial education Financial innovation Investor protection Risk management

Video

Document date: 16 February 2021

Webinar dedicated to Circular CSSF 12/552 as amended

9 February 2021

Relevant for: Credit institutions Mortgage credit intermediaries Specialised PFS

Topics: Accounting Audit Committee Authorisation Central administration Credit risk Information and communications technology (ICT) Information security Internal governance Liquidity Market risk Operational risk Outsourcing Risk management

Studies and reports

Document date: 16 February 2021

FAQ of the ABBL webinar dedicated to Circular CSSF 12/552 as amended

9 February 2021

Relevant for: Credit institutions Mortgage credit intermediaries Specialised PFS

Topics: Accounting Audit Committee Authorisation Central administration Credit risk Information and communications technology (ICT) Information security Internal governance Liquidity Market risk Operational risk Outsourcing Risk management

Video

Document date: 15 February 2021

AML/CFT Market Entry Form

Discover the new module available on eDesk as of 15 February 2021. For more information, please see our Communiqué and connect to eDesk.

Main topics: Financial crime

Relevant for: Investment fund managers Investment funds and vehicles

Topics: AIF (alternative investment fund) AML/CFT Authorisation eDesk ELTIF EuSEF EuVECA Money Market Fund (MMF)

Studies and reports

Document date: 15 February 2021

STOR Survey (2019-2020)

General findings and observations

Main topics: Market abuse

Relevant for: Credit institutions Investment firms Investment fund managers

Topics: Inside information Insider trading Internal governance Market manipulation Securities Suspicious orders and transactions (STORs)

Form

Document date: 11 February 2021

MiFIR Transaction Reporting Issue/Error notification document

Main topics: Markets in Financial Instruments (MiFID II/MiFIR)

Relevant for: Credit institutions Data Reporting Service Providers (DRSPs) Investment firms

Topics: Transaction reporting

Other guidance

Document date: 9 February 2021

Financial Innovation: a challenge and an ambition for the CSSF

Version: June 2022

Relevant for: Consumer protection Credit institutions Investment firms Payment institutions/electronic money institutions/AISPs Securitisation undertakings

Topics: Artificial Intelligence (AI) Authorisation Blockchain Crowdfunding Crypto-assets Distributed Ledger Technology (DLT) Electronic money activity Financial innovation FinTech Payment Service Provider (PSP) Payment services Virtual assets

EU regulation

Document date: 22 January 2021

Regulation (EU) 2021/23 of the European Parliament and of the Council of 16 December 2020

on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No 1095/2010, (EU) No 648/2012, (EU) No 600/2014, (EU) No 806/2014 and (EU) 2015/2365 and Directives 2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU) 2017/1132

(Text with EEA relevance)

Main topics: European Market Infrastructure Regulation (EMIR) Securities Financing Transaction Regulation (SFTR)

Topics: Central counterparty (CCP)

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