Archives: Documents

10 Results

  • CSSF circular
    Document date: 25 August 2020

    Circular CSSF 20/750 (as amended by Circulars CSSF 22/828, 25/881 and 26/915)

    Requirements regarding information and communication technology (ICT) and security risk management

    Relevant for: Credit institutions Data Reporting Service Providers (DRSPs) Investment firms Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: Cloud Cybersecurity eDesk Information and communications technology (ICT) Information security Operational risk Payment Service Provider (PSP) Payment services Postal financial services Risk management
  • CSSF regulation
    Document date: 24 August 2020

    CSSF Regulation No 20-05 (only in French)

    of 14 August 2020 amending CSSF Regulation No 12-02 of 14 December 2012 on the fight against money laundering and terrorist financing

    Main topics: Financial crime
    Relevant for: Central Securities Depositories (CSDs) Credit institutions Credit servicers Data Reporting Service Providers (DRSPs) Investment firms Investment fund managers Investment funds and vehicles Payment institutions/electronic money institutions/AISPs Specialised PFS Support PFS
    Topics: AML/CFT Restrictive measures
  • EU decision
    Document date: 30 July 2020
    Archived since 3 March 2026

    European Securities and Markets Authority Decision (EU) 2020/1123 of 10 June 2020

    renewing the temporary requirement to natural or legal persons who have net short positions to temporarily lower the notification thresholds of net short positions in relation to the issued share capital of companies whose shares are admitted to trading on a regulated market to notify the competent authorities above a certain threshold in accordance with point (a) of Article 28(1) of Regulation (EU) No 236/2012 of the European Parliament and of the Council

    Main topics: Short Selling (SSR)
  • EU decision
    Document date: 15 April 2020
    Archived since 3 March 2026

    European Securities and Markets Authority Decision (EU) 2020/525 of 16 March 2020

    to require natural or legal persons who have net short positions to temporarily lower the notification thresholds of net short positions in relation to the issued shares capital of companies whose shares are admitted to trading on a regulated market above a certain threshold to notify the competent authorties in accordance with point (a) of Article 28(1) of Regulation (EU) No 236/2012 of the European Parliament and of the Council

    Main topics: Short Selling (SSR)