Archives: Documents

10 Results

  • CSSF regulation
    Document date: 5 December 2016
    Archived since 26 April 2019

    CSSF Regulation No 16-09 repealed by CSSF Regulation No 19-03

    relating to: 1) the establishment of a consultative commission for the access to the audit profession, 2) the repeal of CSSF Regulation N° 13-05 on the training log to be presented by candidates réviseurs d’entreprises (statutory auditors) when applying for registration for the examination of professional competence

  • CSSF regulation
    Document date: 5 December 2016
    Archived since 26 April 2019

    CSSF Regulation No 16-11 repealed by CSSF Regulation No 19-04

    relating to: 1) the establishment of a list of Master’s degrees or diplomas corresponding to equivalent training which satisfy the requirements referred to in Article 2(1) and (2) of the Grand-ducal Regulation of 9 July 2013 determining the requirements for the professional qualification of réviseurs d’entreprises (statutory auditors) and réviseurs d’entreprises agréés (approved statutory auditors), as amended 2) the establishment of a list of approvals referred to in Article 1, Section D of the Grand-ducal Regulation of 9 July 2013 determining the requirements for the professional qualification of réviseurs d’entreprises (statutory auditors) and réviseurs d’entreprises agréés (approved statutory auditors)

  • CSSF circular
    Document date: 9 July 2020
    Archived since 28 October 2020

    Circular CSSF 20/746 repealed by Circular CSSF 20/754

    FATF statements concerning
    1) high-risk jurisdictions on which enhanced due diligence and, where appropriate, counter-measures are imposed
    2) jurisdictions under increased monitoring of the FATF

  • CSSF FAQ
    Document date: 7 July 2020
    Archived since 3 April 2025

    FAQ regarding Circular CSSF 02/77

    List of questions/answers in relation to the provisions of Circular CSSF 02/77 concerning the protection of investors in case of NAV calculation error and correction of the consequences resulting from non-compliance with the investment rules applicable to undertakings for collective investment. The FAQ on Circular CSSF 02/77 applies to UCITS and UCI subject to part II of the 2010 Law and outlines the principles to be applied by SIFs (hereafter “UCI”).
    Version 3

  • CSSF circular
    Document date: 6 July 2020

    Circular CSSF 20/745

    Update of Circular CSSF 14/593, as amended by Circulars CSSF 15/613, 15/621, 16/640, 17/663, 18/678, 18/685, 19/715 and 19/729, on supervisory reporting requirements applicable to credit institutions

  • CSSF circular
    Document date: 3 July 2020

    Circular CSSF 20/744

    Complement to Circular CSSF 17/650 “Application of the Law of 12 November 2004 on the fight against money laundering and terrorist financing, as amended (hereinafter “AML/CFT Law”) and Grand-ducal Regulation of 1 February 2010 providing details on certain provisions of the AML/CFT Law (“AML/CFT GDR”) to predicate tax offences”