10 Results
EU directive
Document date:
19 June 2018
Directive (EU) 2018/843 of the European Parliament and of the Council of 30 May 2018
amending Directive (EU) 2015/849 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, and amending Directives 2009/138/EC and 2013/36/EU
CSSF circular
Document date:
19 November 2007
Circular CSSF 07/325 (as amended by Circulars CSSF 21/765, CSSF 22/827 and CSSF 25/898)
Provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services
EU directive
Document date:
31 March 2017
Directive (EU) 2017/541 of the European Parliament and of the Council of 15 March 2017
on combating terrorism and replacing Council Framework Decision 2002/475/JHA and amending Council Decision 2005/671/JHA
Guidelines
Document date:
11 July 2016
ESMA Guidelines on cross-selling practices
ESMA/2016/574
Guidelines
Document date:
4 February 2016
ESMA Guidelines on complex debt instruments and structured deposits
ESMA/2015/1787
Guidelines
Document date:
3 January 2017
ESMA Guidelines for the assessment of knowledge and competence
ESMA71-1154262120-153
Guidelines
Document date:
6 November 2018
ESMA Guidelines on certain aspects of the MiFID II suitability requirements
ESMA35-43-1163
Guidelines
Document date:
5 February 2018
ESMA Guidelines on MiFID II product governance requirements
ESMA35-43-620
Guidelines
Document date:
28 September 2017
ESMA Guidelines on the management body of market operators and data reporting services providers
ESMA70-154-271
Guidelines
Document date:
6 April 2017
ESMA Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II
ESMA 70-872942901-63